Investment Advisory Services

“The duty to act prudently is one of a fiduciary’s central responsibilities under ERISA. It requires expertise in a variety of areas, such as investments. Lacking that expertise, a fiduciary will want to hire someone with that professional knowledge to carry out the investment and other functions.”*

*DOL “Meeting Your Fiduciary Responsibilities”

We serve plans as an investment fiduciary. Our guidance is objective and backed by data, experience and a custom Investment Policy Statement (IPS).

An Investment Policy Statement (IPS) is a key component of our fiduciary services.


We provide investment due-diligence reports to clients. These reports –

  • provide clear guidance and recommendations

  • are developed specifically for retirement plan investments, and can be customized for your plan

  • include a concise investment report card that facilitates committee decisions

  • document a prudent investment review process